144: Filer Information
Filer CIK | 0001888101 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
Filer CIK | 0001888101 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Name of Issuer | Real Good Food Co Inc |
SEC File Number | 001-41025 |
Address of Issuer | 3 Executive Campus Suite 155 Cherry Hill NEW JERSEY 08002 |
Phone | 856-644-5624 |
Name of Person for Whose Account the Securities are To Be Sold | Josh Schreider |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
Relationship to Issuer | 10% stockholder |
Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|---|---|---|---|---|---|
Class A Common Stock | William Blair 1166 Avenue of the Americas New York NY 10036 | 3456022 | 14688094 | 7203851 | 08/24/2023 | NASD |
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|---|---|---|---|---|---|---|---|
Class A Common Stock | 11/04/2021 | Conversion of securities | The Real Good Food Company, Inc. | 3956022 | 11/04/2021 | N/A |
Nothing to Report |
Remarks | The number of shares outstanding excludes 18,676,781 shares of the Issuer's Class B common stock outstanding. Of the 3,456,022 shares of Class A common stock ("Class A Shares") sold by Mr. Schreider as reported herein, 3,306,022 shares were held by Mr. Schreider as Class B common stock and canceled immediately prior to such sale upon Mr. Schreider's election to convert his Class B Units of Real Good Foods, LLC into Class A Shares. Mr. Schreider previously converted 150,000 Class B Units for Class A Shares, which 150,000 Class A Shares are included in the securities reported as sold herein. |
Date of Notice | 08/28/2023 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | /s/ Amanda P. McFall, Attorney-in-Fact for Josh Schreider |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |